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  • Evolution of Module

    • AU-A.2.1

      This Module was first issued in May 2011. Any material changes that have subsequently been made to this Module are annotated with the calendar quarter date in which the change was made: Chapter UG-3 provides further details on Rulebook maintenance and version control.

      May 2011

    • AU-A.2.2

      A list of recent changes made to this Module is provided below:

      Module Ref. Change Date Description of Changes
      AU-A.1.6 04/2012 Legal basis updated to reflect all Articles of the CBB Law covered by this Module as well as applicable Resolutions.
      AU-1.1.4 and AU-1.1.5 04/2012 Clarified licensing requirements for those licensees already licensed under another Volume of the CBB Rulebook.
      AU-4.3 04/2012 Clarified language on cancellation of a license to be in line with other Volumes of the CBB Rulebook.
      AU-A.1.6 01/2013 Updated legal basis.
      AU-1.1 01/2013 References added to requirements under Resolution No.(16) for the year 2012.
      AU-1.2.3 01/2013 Clarified approval requirements for controlled functions for Bahrain operations.
      AU-4.3.4A 01/2013 Corrected cross reference to CBB Law.
      AU-5.2 07/2013 Amended due date and collection process for annual license fee.
      AU-A.1.6 07/2015 Legal basis updated to reflect Resolution No (23) of 2015.
      AU-4.2 07/2015 Amended to be in line with Resolution No (23) of 2015 on Prior Approval Requirements for Approved Persons.
      AU-4.3.5 07/2015 Clarified interim arrangements for replacement of approved persons.
      AU-1.2 01/2016 Clarified general requirements for approved persons.
      AU-2.4.4 01/2016 Paragraph deleted as it is not applicable for this Module.
      AU-3 01/2016 Amended to be in line with Resolution No (23) of 2015 on Prior Approval Requirements for Approved Persons.
      AU-4.2 01/2016 Minor amendments to be aligned with other Volumes of the Rulebook.
      AU-4.4 07/2017 Added new Section on Publication of the Decision to Grant, Cancel or Amend a License.
      AU-4.1.1 04/2018 Amended Paragraph.
      AU-4.1.17 04/2018 Amended Paragraph.
      AU-4.2.2 04/2018 Amended Paragraph.
      AU-4.1.1 07/2019 Amended Paragraph to remove references to hardcopy Form 1 submission to online submission.
      AU-4.1.20 10/2019 Changed from Rule to Guidance.
      AU-4.1.21 10/2019 Changed from Rule to Guidance.
      AU-4.1.22 10/2019 Changed from Rule to Guidance.
      AU-4.4.1 10/2019 Changed from Rule to Guidance.
      AU-4.2.10A 01/2021 Added a new Paragraph on compliance of approved persons with the fit and proper requirement.