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  • Executive Summary

    • AU-A.1.1

      The Authorisation Module sets out the CBB's approach to licensing providers of regulated administration services in the Kingdom of Bahrain. It also sets out CBB requirements for approving persons undertaking key functions in those providers.

      May 2011

    • AU-A.1.2

      Licensed providers of regulated administration services are called fund administrators and registrars.

      May 2011

    • AU-A.1.3

      Regulated administration services are defined in Paragraphs AU-1.1.11 and AU-1.1.12.

      May 2011

    • AU-A.1.4

      Persons undertaking certain functions in relation to licensees require prior CBB approval. These functions (called 'controlled functions') include Directors and members of senior management. The controlled functions regime supplements the licensing regime by ensuring that key persons involved in the running of licensees are fit and proper. Those authorised by the CBB to undertake controlled functions are called approved persons.

      May 2011