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  • H H

    • Head of Function

      A person who, under the immediate authority of the chief executive or general manager, exercises one or more major managerial functions or is responsible for maintaining accounts or other records of the firm (cf. Rule AU-1.2; AU-1.4 for microfinance institutions; AU-1.3.6 for ancillary service providers).

      Amended: April 2016
      Amended: January 2014
      Amended: January 2013

    • Home supervisor

      The competent authority in which the parent licensee is incorporated, or in which the head office of a branch is incorporated.

      Added: December 2010