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  • Approved Persons

    • BR-2.2.11

      A licensee must notify the CBB of the termination of employment of approved persons, including particulars of reasons for the termination and arrangements with regard to replacement (ref. AU-4.4.6).

      October 2010

    • BR-2.2.12

      Licensees must immediately notify the CBB when they become aware of any of the events listed in Paragraph EN-8.2.3, affecting one of their approved persons.

      Amended: January 2011
      October 2010

    • BR-2.2.13

      Licensees must seek prior CBB approval before an approved person may move from one controlled function to another within the same licensee.

      October 2010