Fraud, Errors and other Irregularities
BR-2.2.6
A
licensee must notify the CBB immediately if one of the following events arises:(a) It becomes aware that an employee may have committed fraud against one of itscustomers ;(b) It becomes aware that a person, whether or not employed by it, is acting with intent to commit fraud against it;(c) It identifies irregularities in its accounting or other records, whether or not there is evidence of fraud;(d) It suspects that one of its employees may be guilty of serious misconduct concerning his honesty or integrity and which is connected with thelicensee's regulated activities; or(e) Any conflicts of interest.Amended: January 2011
October 2010