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  • Evolution of Module

    • BR-A.2.1

      This Module was first issued in October 2010. All subsequent changes to this Module are annotated with the end-calendar quarter date in which the change was made: UG-3 provides further details on Rulebook maintenance and version control.

    • BR-A.2.2

      A list of recent changes made to this Module is provided below:

      Module Ref. Change Date Description of Changes
      BR-A.1.3 01/2011 Clarified legal basis.
      BR-1.5.20 and 1.5.21 01/2011 Added IIS reporting requirements.
      BR-2.1.5 01/2011 Minor amendment to clarify reference of guidance.
      BR-2.2.5 01/2011 Minor amendment to correct typo.
      BR-2.2.6, BR-2.2.12 01/2011 Minor amendment.
      BR-2.2.7 and BR-2.2.8 01/2011 Guidance Paragraphs deleted.
      BR-2.3.1, BR-2.3.2 and BR-2.3.14 04/2011 Clarified prior approval requirements in relation to subsidiary undertakings.
      BR-3.1.1A and BR-3.1.1B 04/2012 Added Paragraphs to clarify Rules on power to request information.
      BR-3.3.1 and BR-3.4 04/2012 Minor corrections.
      BR-3.5 04/2012 New Section added to include material transferred from common Chapters EN-2 and AA-5
      BR-2.3.5A 10/2012 Added guidance to clarify requirements for change of address for branches.
      BR-1.5.20 01/2013 Clarified deadline to update IIS.
      BR-3.5.14 07/2013 Amended numbering of referred appendix.
      BR-1.3.2A 10/2014 Added annual requirement to file the Insurance Coverage Return as required under Paragraph GR-7.1.4.
      BR-1.6 04/2017 Added a new Section on Onsite Inspection Reporting.
      BR-1.1.1 10/2018 Amended Paragraph.
      BR-1.2.1 10/2018 Amended Paragraph.
      BR-1.3.1 10/2018 Amended Paragraph.
      BR-1.5.1A 10/2019 Added a new Paragraph on disclosure of financial penalties.
      BR-2.3.13 01/2020 Amended Paragraph.
      BR-1.2.2 01/2022 Amended Paragraph on submission of the Quarterly Prudential Returns.
      BR-1.6.2 01/2022 Amended Paragraph on the submission of the written assessment of the observations/issues raised in the Inspection draft report.
      BR-2.2.17 01/2023 Amended Paragraph deleting reference to RM.
      BR-2.3.15 01/2023 Deleted Paragraph on CBB approval for outsourcing arrangements.