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  • RM-1.3 RM-1.3 Liquidity Risk

    • RM-1.3.1

      Licensees must maintain a liquidity risk policy for the management of liquidity risk, which is appropriate to the nature, scale and complexity of its activities. This policy must be approved and regularly reviewed by the Board of Directors of the licensee.

      October 2010

    • RM-1.3.2

      Among other things, the licensee's liquidity risk policy must identify the limits it applies, how it monitors movements in risk and how it mitigates loss in the event of unexpected liquidity events.

      October 2010