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  • RM-1.2 RM-1.2 Counterparty Risk

    • RM-1.2.1

      Licensees must adequately document the necessary policies and procedures for identifying, measuring, monitoring and controlling counterparty risk. This policy must be approved and regularly reviewed by the Board of Directors of the licensee.

      October 2010

    • RM-1.2.2

      Among other things, the licensee's policies and procedures must identify the limits it applies to counterparties, how it monitors movements in counterparty risk and how it mitigates loss in the event of counterparty failure.

      October 2010