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  • Executive Summary

    • CA-A.1.1

      This Module lays down requirements that apply to all licensees, with respect to the minimum level of capital they must maintain.

      October 2010

    • CA-A.1.2

      Principle 9 of the Principles of Business requires that licensees maintain adequate human, financial and other resources, sufficient to run their business in an orderly manner (see Section PB-1.1.9).

      October 2010