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  • HC-2.2 HC-2.2 Segregation of Duties/Avoidance of Conflicts of Interest

    • HC-2.2.1

      Licensees must maintain an organisational structure that segregates duties in order to minimise the risk of conflicts of interest arising.

      Amended: April 2016
      October 2010

    • HC-2.2.2

      Each approved person must make every practicable effort to arrange his personal and business affairs to avoid a conflict of interest with the licensee.

      Amended: April 2016
      October 2010

    • HC-2.2.3

      Board members must absent themselves from any discussion or decision-making that involves a subject where they are incapable of providing objective advice, or which involves a subject, transaction or proposed transaction where there is a potential conflict of interest.

      Amended: April 2016
      October 2010