AA-2.1 AA-2.1 CBB Access to Auditors
AA-2.1.1
Specialised licensees must waive any duty of confidentiality on the part of their auditor, such that their auditor may report to the CBB any concerns held regarding material failures by thespecialised licensee to comply with CBB requirements.October 2010AA-2.1.2
The CBB may, as part of its on-going supervision of
specialised licensees , request meetings with alicensee's auditor. If necessary, the CBB may direct that the meeting be held without the presence of thelicensee's management orDirectors .October 2010