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  • Compliance with Module CL (Client Assets)

    • BR-1.5.4

      Every insurance broker must submit to the CBB within three months from the financial year-end, a report as to the quality of the insurance broker's procedures dealing with the insurance broker's fiduciary assets/liabilities and compliance with Module CL (Client Assets).

      Added: April 2012

    • BR-1.5.5

      The report required under Paragraph BR-1.5.4 must be prepared by the licensee's external auditor, in accordance with the International Standard on Related Services applicable to agreed-upon procedures engagements.

      Added: April 2012

    • BR-1.5.6

      The format of the Auditor's Report required under Paragraph BR-1.5.4 is included in Part B of the Rulebook as Appendix BR-(iv), as part of the Supplementary Information.

      Added: April 2012