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  • ES-1.6 ES-1.6 Module GR — General Requirements

    • ES-1.6.1

      Module GR covers requirements dealing with areas not covered in other Modules. The areas covered are:

      (a) Books and records;
      (b) Corporate and trade names;
      (c) Dividends;
      (d) Business transfers;
      (e) Controllers;
      (f) Close links;
      (g) Statutory deposits and compulsory reserve;
      (h) Cessation of business;
      (i) Appointed representatives; and
      (j) Professional indemnity coverage.
      Amended: January 2007
      Amended: October 2007

    • ES-1.6.2

      Item (i) applies only to insurance firms; item (g) applies to insurance firms and insurance brokers, whereas item (j) only applies to insurance brokers and insurance consultants.

      Amended: January 2007
      Amended: October 2007