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  • DA-3 DA-3 Dealing and Rebalancing Portfolio

    • DA-3.1 DA-3.1 Dealing Incidental to Offering Digital Financial Advice

      • DA-3.1.1

        Licensees dealing in securities as agents or brokers as part of the digital financial advice offering must comply with the requirements related to conflicts of interest under Module BC and rules incidental to it.

        Added: April 2019