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  • PB-B.2 PB-B.2 Non-compliance

    • PB-B.2.1

      Breaching a Principle of Business makes the conventional bank licensee or approved person concerned liable to enforcement action. In the case of a licensee, this may call into question whether they continue to meet the licensing conditions (see Chapter LR-2). In the case of an approved person, this may call into question whether they continue to meet the 'fit and proper' requirements for the function for which they have been approved (see Section HC-2.2).

      October 07

    • PB-B.2.2

      Module EN (Enforcement) sets out the CBB's policy and procedures on enforcement action.

      October 07