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  • AU-2.1 AU-2.1 CBB Access to Auditor

    • AU-2.1.1

      Conventional bank licensees must waive any duty of confidentiality on the part of their auditor, such that their auditor may report to the CBB any concerns held regarding material failures by the conventional bank licensee to comply with the CBB requirements.

      Amended: January 2011
      October 2007

    • AU-2.1.2

      The CBB may, as part of its on-going supervision of conventional bank licensees, request meetings with a licensee's auditor. If necessary, the CBB may direct that the meeting be held without the presence of the licensee's management or Directors.

      Amended: January 2011
      October 2007