BC-A.3.3
Past version: Effective from 01 Jul 2012 to 30 Sep 2012
To view other versions open the versions tab on the right
The most recent changes to this Module are detailed in the table below:
Summary of Changes
| Module Ref. | Change Date | Description of Changes |
| BC 4.6 | 01/10/05 | Streamlined requirements for new products |
| BC 8 | 01/04/06 | Margin trading rules and guidance |
| BC-A.1 | 10/2007 | New Rule BC-A.1.4 introduced, categorising this Module as a Directive. |
| BC-9 | 04/2008 | New Investment Business related requirements for conduct of business. |
| BC-4.8 | 04/2008 | New requirement to comply with Code of Best Practice on Consumer Credit and Charging. |
| BC-8.2 | 07/2009 | Removal of numerical restrictions related to margin trading requirement. |
| BC-9.5.17 | 10/2010 | Clarified the wording of Rule by replacing the term "legal" with "licensing". |
| BC | 01/2011 | Various minor amendments to ensure consistency in formatting of CBB Rulebook |
| BC-A.1.4 | 01/2011 | Clarified legal basis. |
| BC-1.1.13 | 01/2011 | Corrected reference to Ministry of Industry and Commerce. |
| BC-8 | 01/2011 | Changes made to reflect new definitions related to licensed exchange(s). |
| BC-1.1.11 | 04/2011 | Clarified retention period of records for promotional schemes. |
| BC-3.1.1 and BC-4.2 | 04/2011 | Minor amendments to clarify Rules. |
| BC-A.2.2 | 10/2011 | Added new Section to list of activities covered by this Module. |
| BC-4.6.3 | 10/2011 | Deleted Paragraph. Reduced notification requirements on new or expanded products and facilities. |
| BC-4.7.2 | 10/2011 | Updated name of Ministry of Justice and Islamic Affairs. |
| BC-4.9 | 10/2011 | Added new Section on transaction advice. |
| BC-9.11 and BC-10 | 10/2011 | Replaced Section BC-9.11 dealing with complaints and added Chapter BC-10 Customer Complaints Procedures in line with results of consultation and made it applicable to all regulated banking services. |
| BC-10 | 01/2012 | Minor corrections to correct typos and clarify language. |
| BC-10.3.9 | 01/2012 | Paragraph deleted as it repeats what is in Paragraph BC-10.3.7. |
| BC-6.1.6 | 04/2012 | Cross reference added. |
| BC-6.1.10 and BC-6.1.11 | 04/2012 | Rule clarified and split into one Rule and one Guidance Paragraphs. |
| BC-9.2.1 | 04/2012 | Corrected cross reference. |
| BC-1.2 | 07/2012 | Added Section on advertisements for retail banking products and services. |
| BC-4.2.3 | 07/2012 | Paragraph deleted as cross-reference is not applicable. |
| BC-9.5.12A | 07/2012 | Added guidance to clarify promotion material from banks. |
| BC-10.1.3A | 07/2012 | Added guidance on the appointment of the customer complaints officer. |