BC-A.3.3

Past version: Effective from 01 Oct 2010 to 31 Dec 2010
To view other versions open the versions tab on the right

The most recent changes to this Module are detailed in the table below:

Summary of Changes

Module Ref. Change Date Description of Changes
BC 4.6 01/10/05 Streamlined requirements for new products
BC 8 01/04/06 Margin trading rules and guidance
BC-A.1 10/2007 New Rule BC-A.1.4 introduced, categorising this Module as a Directive.
BC-9 04/2008 New Investment Business related requirements for conduct of business.
BC-4.8 04/2008 New requirement to comply with Code of Best Practice on Consumer Credit and Charging.
BC-8.2 07/2009 Removal of numerical restrictions related to margin trading requirement.
BC-9.5.17 10/2010 Clarified the wording of Rule by replacing the term "legal" with "licensing".
October 2010