BC-A.3.3
The most recent changes to this Module are detailed in the table below:
Summary of changes
Module Ref. | Change Date | Description of Changes |
BC 4.6 | 01/10/05 | Streamlined requirements for new products |
BC 8 | 01/04/06 | Margin trading rules and guidance |
BC-A.1 | 10/2007 | New Rule BC-A.1.4 introduced, categorising this Module as a Directive. |
BC-9 | 04/2008 | New Investment Business related requirements for conduct of business. |
BC-4.8 | 04/2008 | New requirement to comply with Code of Best Practice on Consumer Credit and Charging. |
BC-8.2 | 07/2009 | Removal of numerical restrictions related to margin trading requirement. |