The documents that must be submitted to the CBB in support of an application for a subsequent appointment of a relevant person include, but are not limited, to the following:

(a) A Board Resolution from the BOD of the CIU approving the appointment;
(b) The draft contractual agreement with the relevant person;
(c) The draft amendment to the prospectus;
(d) A copy of license certificate for non-CBB licenseerelevant persons; and
(e) The audited financial statements for the last 3 years for the fund manager only, in case the fund manager is a non-CBB licensee.
April 2012