RP-A.2.3

Past version: Effective from 01 Oct 2016 to 30 Jun 2017
To view other versions open the versions tab on the right

A list of recent changes made to this Module subsequent to the April 2012 revision is provided below:

Module Ref. Change Date Description of Changes
RP-12.4.1 07/2015 Amended to reflect the process for filing for exempt and expert CIUs.
RP-12.6.2 07/2015 Added requirement for placement agent to retain supporting documentation ensuring suitability of the CIU for the targeted category of investors.
RP-3.6.5 10/2016 This paragraph has been deleted in October 2016.