OFS-8.2.3
The following table outlines the fees payable to the CBB for the various approvals granted:
(amount in BD)
No. | Type of Approval | % of N.V | Min Amount | Max Amount |
A | Equity Securities Applications | |||
1 | Public Offering. | 0.005% | 1000 | 5000 |
2 | Rights Offering for Listed Issuer. | 0.00125% | 500 | 1000 |
3 | Private Placement for Listed Issuer. | 0.00125% | 500 | 1000 |
4 | Private Placement for Unlisted Issuer. | 0.005% | 1000 | 5000 |
5 | Options, warrants ... etc on Equity. | 0.00125% | 500 | 1000 |
6 | Stock Dividend and Capitalization Issues. | Fixed | 100 | 100 |
7 | Going Public Issues (SMEs and private companies). | 0.00125% | 500 | 1000 |
8 | Listing profiles or documents. | 0.00125% | 500 | 1000 |
B | Preference Shares & Debt Securities Applications | |||
1 | Applications from Listed Issuers or to be Listed. (Public) | 0.005% | 1000 | 5000 |
2 | Applications from Unlisted Issuers and not to be Listed.(PPM) | 0.006% | 2000 | 6000 |
3 | Other Applications. | 0.006% | 2000 | 6000 |
C | Convertible into Equity Applications | |||
1 | Application from Listed Issuers or to be Listed.(Public) | 0.003% | 1000 | 5000 |
2 | Application from Unlisted Issuers and not to be Listed.(PPM) | 0.006% | 2000 | 6000 |
3 | Other Applications. | 0.006% | 2000 | 6000 |
D | Structured Products Applications (Accredited Investors) | |||
1 | Applications from CBB Licensees. | 0.006% | 2000 | 6000 |
2 | Other Applications | 0.007% | 3000 | 7000 |
E | Replacement and Supplementary Prospectus | Fixed | 100 | 100 |
F | Filling of Offering Documents Applications | |||
1 | Applications from CBB Licensees. | Fixed | 1000 | 1000 |
2 | Other Applications | Fixed | 2000 | 2000 |
G | Commodities, Futures or Derivatives Contracts | |||
1 | Applications from Licensed Exchange. | Fixed | 100 | 100 |
2 | Applications from other CBB Licensees. | Fixed | 100 | 100 |
January 2014