MIR-3.4.3

Past version: Effective from 01 Apr 2016 to 31 Mar 2020
To view other versions open the versions tab on the right

When the request for approved person status forms part of a license application, it must be marked for the attention of the Director, Licensing and Policy Directorate. When the submission to undertake a controlled function is in relation to an existing member, except if dealing with a MLRO, it must be marked for the attention of the Director, Capital Markets Supervision Directorate. In case of the MLRO, Form 3 must be marked for the attention of the Director, Compliance Directorate.

Amended: April 2016
Adopted January 2010