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MIE-1.2.2

Past version: Effective from 11 Nov 2010 to 30 Jun 2021
To view other versions open the versions tab on the right

For the purpose of this Module, information includes:

(a) Any books, records or registers required to be maintained by an SRO or a capital market service provider, or a member of an SRO and related parties under the CBB Law, rules and regulations and any other law, rules and regulations;
(b) Information, books, records or documents known to or in the possession of a capital market service provider, or a member of an SRO and related party;
(c) Any books, records or registers required to be maintained by a listed company and issuers of securities under the CBB Law, rules and regulations and any other law, rules and regulations;
(d) Information, books, records or documents known to or in the possession of a listed company and issuers of securities;
(e) Information, books, records or documents maintained by or known to or in the possession of any other person in respect of a preliminary investigation.