Glossary History
Change Date | Description of Changes |
April 2007 | Initial Launch |
July 2007 | Amendment of definition of "Administrator(s)" |
July 2011 | Inclusion of Capital Markets Rulebook Definitions |
January 2012 | Clarified definition of independent director; amended definition of chief executive; added definition of listed company. |
April 2012 | Definitions with references to Module CIU deleted as these are now covered under Volume 7. |
April 2013 |
Amended definition for discount broker. Added definitions for external trading member, financial services, licensee, market maker and proprietary trading member. |
January 2014 | New glossary terms added to incorporate terms for Module OFS. |
October 2014 | Added definition for relevant authorities. |
July 2016 |
Amended definition of politically exposed person (PEP). Added and amended terms and definitions used in Modules AML, CSD, MAE and MIR. |
October 2017 | Amended definition of Beneficial Owner. |
October 2017 | New glossary terms added to incorporate terms for crowdfunding.core. |
January 2019 | New glossary terms added to incorporate terms for market makers. |