Glossary History

Past version: Effective from 01 Jan 2019 to 31 Mar 2019
To view other versions open the versions tab on the right

Change Date Description of Changes
April 2007 Initial Launch
July 2007 Amendment of definition of "Administrator(s)"
July 2011 Inclusion of Capital Markets Rulebook Definitions
January 2012 Clarified definition of independent director; amended definition of chief executive; added definition of listed company.
April 2012 Definitions with references to Module CIU deleted as these are now covered under Volume 7.
April 2013 Amended definition for discount broker.
Added definitions for external trading member, financial services, licensee, market maker and proprietary trading member.
January 2014 New glossary terms added to incorporate terms for Module OFS.
October 2014 Added definition for relevant authorities.
July 2016 Amended definition of politically exposed person (PEP).
Added and amended terms and definitions used in Modules AML, CSD, MAE and MIR.
October 2017 Amended definition of Beneficial Owner.
October 2017 New glossary terms added to incorporate terms for crowdfunding.core.
January 2019 New glossary terms added to incorporate terms for market makers.