Part A
Table of Contents | ||||
Under development: completed Modules are listed here as and when they are issued. 'Old Style' regulatory instruments that remain in force can be accessed under 'CBB Capital Markets Regulations'. | ||||
Module Title |
Module Code |
Date last changed |
||
Introduction | User's Guide | UG | Apr 13 | PDF Version |
Executive Summary | ES | (to be issued) | ||
Institutions | Markets and Exchanges | MAE | Apr 14 | PDF Version |
Clearing, Settlement and Depository | CSD | Apr 14 | PDF Version | |
Market Intermediaries and Representatives | MIR | Jul 14 | PDF Version | |
Collective Investment Undertakings | [Replaced by Volume 7 in April 2012] | CIU | Apr 12 | |
Market Standards | Offering of Securities | OFS | Apr 14 | PDF Version |
Take-overs, Mergers and Acquisitions | TMA | Apr 13 | PDF Version | |
Prohibition of Market Abuse and Manipulation | MAM | Nov 10 | PDF Version | |
Market Surveillance, Investigation & Enforcement | MIE | Nov 10 | PDF Version | |
Anti-Money Laundering & Combating Financial Crime | AML | Jul 11 | PDF Version | |
Ongoing Obligations | Listing Requirements | LIR | (to be issued) | |
Disclosure Requirements | DIS | (to be issued) | ||
High Level Standards | High-Level Controls (Corporate Governance) | HC | Apr 13 | PDF Version |
Dispute Resolution and Investor Protection | Dispute Resolution, Arbitration and Disciplinary Proceedings | DRA | Jul 10 | PDF Version |
International Co-operation | International Co-operation & Exchange of Information | ICO | Mar 09 | PDF Version |