Glossary of Defined Terms |
Glossary of Terms |
|
Oct 19 |
PDF Version |
CBB Authorisation Forms |
Form 1 |
Application for a License |
Jul 2018 |
PDF Version |
Form 2 |
Application for Authorisation of Controller |
Jul 2018 |
PDF Version |
Form 3 |
Application for Approved Person status |
Jul 2018 |
PDF Version |
CBB Reporting Forms |
QPR |
Quarterly Prudential Return |
Jan 2020 |
MS Excel Version |
QPR Instructions |
Jan 2020 |
PDF Version |
QPR Glossary |
Deleted in July 2012 |
|
AGR |
Annual Group Return |
Under development |
STR |
[Deleted in July 2016] |
Jul 2016 |
|
ALF |
Annual License Fee |
Jul 2013 |
PDF Version |
Direct Debit Authorisation Form |
Oct 2014 |
PDF Version |
Supplementary Information |
CL |
Client Assets |
CL-(i) Agreed Upon Procedures |
Jul 12 |
PDF Version |
BR |
CBB Reporting |
BR-1 Appointed Experts Report |
Oct 11 |
PDF Version |
BR-2 Requirements for Report on Private Placements |
Jan 2020 |
PDF Version |
FC |
Financial Crime |
FC- (i) Amiri Decree Law No. 4 (2001) |
Apr 2007 |
PDF Version |
FC-(i)(a) Decree Law No. 54 (2006) |
Jul 2007 |
PDF Version |
FC-(i)(b) Decree Law No. 58 (2006) |
Jul 2007 |
PDF Version |
FC- (ii) UN Security Council Resolution 1373 (2001) |
Apr 2007 |
PDF Version |
FC- (iii) UN Security Council Resolution 1267 (1999) |
Apr 2007 |
PDF Version |
FC- (iv) Examples of Suspicious Transactions |
Apr 2007 |
PDF Version |
FC- (v) Guidance Notes |
Apr 2007 |
PDF Version |
FC- (vi) Agreed Upon Procedures |
Oct 2019 |
PDF Version |
BC |
Business Conduct |
BC 1- Brokerage Fees Scale |
Jan 2019 |
PDF Version |
PD |
Public Disclosure |
PD-1 Instructions for Publication of Press Releases |
Jan 2020 |
PDF Version |