Part A

Past version: Effective from 01 Apr 2013 to 30 Jun 2013
To view other versions open the versions tab on the right

Table of Contents
  Module Title Module
Code
Date last
changed
 
Introduction
User's Guide UG Jan 13 PDF Version
Executive Summary ES Jan 12 PDF Version
High Level
Standards
Authorisation AU Apr 13 PDF Version
Principles of Business PB Jan 11 PDF Version
High Level Controls HC Apr 13 PDF Version
Auditors and Accounting Standards AA Jan 12 PDF Version
General Requirements GR Apr 13 PDF Version
Business Standards
Capital Adequacy CA Jan 13 PDF Version
Business Conduct BC Jul 12 PDF Version
Client Assets CL Apr 13 PDF Version
Risk Management RM Jan 13 PDF Version
Financial Crime FC Jan 12 PDF Version
Training and Competency TC Jan 12 PDF Version
Reporting Requirements CBB Reporting BR Apr 13 PDF Version
Public Disclosure PD (to be issued) PDF Version
Enforcement &
Redress
Enforcement EN Jan 13 PDF Version
Compensation CP (to be issued) PDF Version
Sector Guides Category 1 licensees C1 (to be issued) PDF Version
Category 2 licensees C2 (to be issued) PDF Version
Category 3 licensees C3 (to be issued) PDF Version
Islamic Investment Firms IF (to be issued) PDF Version