Part A

Past version: Effective from 01 Oct 2012 to 31 Dec 2012
To view other versions open the versions tab on the right

Table of Contents
  Module Title Module
Code
Date last
changed
 
Introduction
User's Guide UG Oct 12 PDF Version
Executive Summary ES Jan 12 PDF Version
High Level
Standards
Authorisation AU Oct 12 PDF Version
Principles of Business PB Jan 11 PDF Version
High Level Controls HC Oct 12 PDF Version
Auditors and Accounting Standards AA Jan 12 PDF Version
General Requirements GR Jan 12 PDF Version
Business Standards
Capital Adequacy CA Oct 12 PDF Version
Business Conduct BC Jul 12 PDF Version
Client Assets CL Jan 12 PDF Version
Risk Management RM Oct 12 PDF Version
Financial Crime FC Jan 12 PDF Version
Training and Competency TC Jan 12 PDF Version
Reporting Requirements CBB Reporting BR Oct 12 PDF Version
Public Disclosure PD (to be issued) PDF Version
Enforcement &
Redress
Enforcement EN Oct 12 PDF Version
Compensation CP (to be issued) PDF Version
Sector Guides Category 1 licensees C1 (to be issued) PDF Version
Category 2 licensees C2 (to be issued) PDF Version
Category 3 licensees C3 (to be issued) PDF Version
Islamic Investment Firms IF (to be issued) PDF Version